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      1.. SPDX-License-Identifier: GPL-2.0
      2
      3=====================================
      4Scaling in the Linux Networking Stack
      5=====================================
      6
      7
      8Introduction
      9============
     10
     11This document describes a set of complementary techniques in the Linux
     12networking stack to increase parallelism and improve performance for
     13multi-processor systems.
     14
     15The following technologies are described:
     16
     17- RSS: Receive Side Scaling
     18- RPS: Receive Packet Steering
     19- RFS: Receive Flow Steering
     20- Accelerated Receive Flow Steering
     21- XPS: Transmit Packet Steering
     22
     23
     24RSS: Receive Side Scaling
     25=========================
     26
     27Contemporary NICs support multiple receive and transmit descriptor queues
     28(multi-queue). On reception, a NIC can send different packets to different
     29queues to distribute processing among CPUs. The NIC distributes packets by
     30applying a filter to each packet that assigns it to one of a small number
     31of logical flows. Packets for each flow are steered to a separate receive
     32queue, which in turn can be processed by separate CPUs. This mechanism is
     33generally known as “Receive-side Scaling” (RSS). The goal of RSS and
     34the other scaling techniques is to increase performance uniformly.
     35Multi-queue distribution can also be used for traffic prioritization, but
     36that is not the focus of these techniques.
     37
     38The filter used in RSS is typically a hash function over the network
     39and/or transport layer headers-- for example, a 4-tuple hash over
     40IP addresses and TCP ports of a packet. The most common hardware
     41implementation of RSS uses a 128-entry indirection table where each entry
     42stores a queue number. The receive queue for a packet is determined
     43by masking out the low order seven bits of the computed hash for the
     44packet (usually a Toeplitz hash), taking this number as a key into the
     45indirection table and reading the corresponding value.
     46
     47Some advanced NICs allow steering packets to queues based on
     48programmable filters. For example, webserver bound TCP port 80 packets
     49can be directed to their own receive queue. Such “n-tuple” filters can
     50be configured from ethtool (--config-ntuple).
     51
     52
     53RSS Configuration
     54-----------------
     55
     56The driver for a multi-queue capable NIC typically provides a kernel
     57module parameter for specifying the number of hardware queues to
     58configure. In the bnx2x driver, for instance, this parameter is called
     59num_queues. A typical RSS configuration would be to have one receive queue
     60for each CPU if the device supports enough queues, or otherwise at least
     61one for each memory domain, where a memory domain is a set of CPUs that
     62share a particular memory level (L1, L2, NUMA node, etc.).
     63
     64The indirection table of an RSS device, which resolves a queue by masked
     65hash, is usually programmed by the driver at initialization. The
     66default mapping is to distribute the queues evenly in the table, but the
     67indirection table can be retrieved and modified at runtime using ethtool
     68commands (--show-rxfh-indir and --set-rxfh-indir). Modifying the
     69indirection table could be done to give different queues different
     70relative weights.
     71
     72
     73RSS IRQ Configuration
     74~~~~~~~~~~~~~~~~~~~~~
     75
     76Each receive queue has a separate IRQ associated with it. The NIC triggers
     77this to notify a CPU when new packets arrive on the given queue. The
     78signaling path for PCIe devices uses message signaled interrupts (MSI-X),
     79that can route each interrupt to a particular CPU. The active mapping
     80of queues to IRQs can be determined from /proc/interrupts. By default,
     81an IRQ may be handled on any CPU. Because a non-negligible part of packet
     82processing takes place in receive interrupt handling, it is advantageous
     83to spread receive interrupts between CPUs. To manually adjust the IRQ
     84affinity of each interrupt see Documentation/core-api/irq/irq-affinity.rst. Some systems
     85will be running irqbalance, a daemon that dynamically optimizes IRQ
     86assignments and as a result may override any manual settings.
     87
     88
     89Suggested Configuration
     90~~~~~~~~~~~~~~~~~~~~~~~
     91
     92RSS should be enabled when latency is a concern or whenever receive
     93interrupt processing forms a bottleneck. Spreading load between CPUs
     94decreases queue length. For low latency networking, the optimal setting
     95is to allocate as many queues as there are CPUs in the system (or the
     96NIC maximum, if lower). The most efficient high-rate configuration
     97is likely the one with the smallest number of receive queues where no
     98receive queue overflows due to a saturated CPU, because in default
     99mode with interrupt coalescing enabled, the aggregate number of
    100interrupts (and thus work) grows with each additional queue.
    101
    102Per-cpu load can be observed using the mpstat utility, but note that on
    103processors with hyperthreading (HT), each hyperthread is represented as
    104a separate CPU. For interrupt handling, HT has shown no benefit in
    105initial tests, so limit the number of queues to the number of CPU cores
    106in the system.
    107
    108
    109RPS: Receive Packet Steering
    110============================
    111
    112Receive Packet Steering (RPS) is logically a software implementation of
    113RSS. Being in software, it is necessarily called later in the datapath.
    114Whereas RSS selects the queue and hence CPU that will run the hardware
    115interrupt handler, RPS selects the CPU to perform protocol processing
    116above the interrupt handler. This is accomplished by placing the packet
    117on the desired CPU’s backlog queue and waking up the CPU for processing.
    118RPS has some advantages over RSS:
    119
    1201) it can be used with any NIC
    1212) software filters can easily be added to hash over new protocols
    1223) it does not increase hardware device interrupt rate (although it does
    123   introduce inter-processor interrupts (IPIs))
    124
    125RPS is called during bottom half of the receive interrupt handler, when
    126a driver sends a packet up the network stack with netif_rx() or
    127netif_receive_skb(). These call the get_rps_cpu() function, which
    128selects the queue that should process a packet.
    129
    130The first step in determining the target CPU for RPS is to calculate a
    131flow hash over the packet’s addresses or ports (2-tuple or 4-tuple hash
    132depending on the protocol). This serves as a consistent hash of the
    133associated flow of the packet. The hash is either provided by hardware
    134or will be computed in the stack. Capable hardware can pass the hash in
    135the receive descriptor for the packet; this would usually be the same
    136hash used for RSS (e.g. computed Toeplitz hash). The hash is saved in
    137skb->hash and can be used elsewhere in the stack as a hash of the
    138packet’s flow.
    139
    140Each receive hardware queue has an associated list of CPUs to which
    141RPS may enqueue packets for processing. For each received packet,
    142an index into the list is computed from the flow hash modulo the size
    143of the list. The indexed CPU is the target for processing the packet,
    144and the packet is queued to the tail of that CPU’s backlog queue. At
    145the end of the bottom half routine, IPIs are sent to any CPUs for which
    146packets have been queued to their backlog queue. The IPI wakes backlog
    147processing on the remote CPU, and any queued packets are then processed
    148up the networking stack.
    149
    150
    151RPS Configuration
    152-----------------
    153
    154RPS requires a kernel compiled with the CONFIG_RPS kconfig symbol (on
    155by default for SMP). Even when compiled in, RPS remains disabled until
    156explicitly configured. The list of CPUs to which RPS may forward traffic
    157can be configured for each receive queue using a sysfs file entry::
    158
    159  /sys/class/net/<dev>/queues/rx-<n>/rps_cpus
    160
    161This file implements a bitmap of CPUs. RPS is disabled when it is zero
    162(the default), in which case packets are processed on the interrupting
    163CPU. Documentation/core-api/irq/irq-affinity.rst explains how CPUs are assigned to
    164the bitmap.
    165
    166
    167Suggested Configuration
    168~~~~~~~~~~~~~~~~~~~~~~~
    169
    170For a single queue device, a typical RPS configuration would be to set
    171the rps_cpus to the CPUs in the same memory domain of the interrupting
    172CPU. If NUMA locality is not an issue, this could also be all CPUs in
    173the system. At high interrupt rate, it might be wise to exclude the
    174interrupting CPU from the map since that already performs much work.
    175
    176For a multi-queue system, if RSS is configured so that a hardware
    177receive queue is mapped to each CPU, then RPS is probably redundant
    178and unnecessary. If there are fewer hardware queues than CPUs, then
    179RPS might be beneficial if the rps_cpus for each queue are the ones that
    180share the same memory domain as the interrupting CPU for that queue.
    181
    182
    183RPS Flow Limit
    184--------------
    185
    186RPS scales kernel receive processing across CPUs without introducing
    187reordering. The trade-off to sending all packets from the same flow
    188to the same CPU is CPU load imbalance if flows vary in packet rate.
    189In the extreme case a single flow dominates traffic. Especially on
    190common server workloads with many concurrent connections, such
    191behavior indicates a problem such as a misconfiguration or spoofed
    192source Denial of Service attack.
    193
    194Flow Limit is an optional RPS feature that prioritizes small flows
    195during CPU contention by dropping packets from large flows slightly
    196ahead of those from small flows. It is active only when an RPS or RFS
    197destination CPU approaches saturation.  Once a CPU's input packet
    198queue exceeds half the maximum queue length (as set by sysctl
    199net.core.netdev_max_backlog), the kernel starts a per-flow packet
    200count over the last 256 packets. If a flow exceeds a set ratio (by
    201default, half) of these packets when a new packet arrives, then the
    202new packet is dropped. Packets from other flows are still only
    203dropped once the input packet queue reaches netdev_max_backlog.
    204No packets are dropped when the input packet queue length is below
    205the threshold, so flow limit does not sever connections outright:
    206even large flows maintain connectivity.
    207
    208
    209Interface
    210~~~~~~~~~
    211
    212Flow limit is compiled in by default (CONFIG_NET_FLOW_LIMIT), but not
    213turned on. It is implemented for each CPU independently (to avoid lock
    214and cache contention) and toggled per CPU by setting the relevant bit
    215in sysctl net.core.flow_limit_cpu_bitmap. It exposes the same CPU
    216bitmap interface as rps_cpus (see above) when called from procfs::
    217
    218  /proc/sys/net/core/flow_limit_cpu_bitmap
    219
    220Per-flow rate is calculated by hashing each packet into a hashtable
    221bucket and incrementing a per-bucket counter. The hash function is
    222the same that selects a CPU in RPS, but as the number of buckets can
    223be much larger than the number of CPUs, flow limit has finer-grained
    224identification of large flows and fewer false positives. The default
    225table has 4096 buckets. This value can be modified through sysctl::
    226
    227  net.core.flow_limit_table_len
    228
    229The value is only consulted when a new table is allocated. Modifying
    230it does not update active tables.
    231
    232
    233Suggested Configuration
    234~~~~~~~~~~~~~~~~~~~~~~~
    235
    236Flow limit is useful on systems with many concurrent connections,
    237where a single connection taking up 50% of a CPU indicates a problem.
    238In such environments, enable the feature on all CPUs that handle
    239network rx interrupts (as set in /proc/irq/N/smp_affinity).
    240
    241The feature depends on the input packet queue length to exceed
    242the flow limit threshold (50%) + the flow history length (256).
    243Setting net.core.netdev_max_backlog to either 1000 or 10000
    244performed well in experiments.
    245
    246
    247RFS: Receive Flow Steering
    248==========================
    249
    250While RPS steers packets solely based on hash, and thus generally
    251provides good load distribution, it does not take into account
    252application locality. This is accomplished by Receive Flow Steering
    253(RFS). The goal of RFS is to increase datacache hitrate by steering
    254kernel processing of packets to the CPU where the application thread
    255consuming the packet is running. RFS relies on the same RPS mechanisms
    256to enqueue packets onto the backlog of another CPU and to wake up that
    257CPU.
    258
    259In RFS, packets are not forwarded directly by the value of their hash,
    260but the hash is used as index into a flow lookup table. This table maps
    261flows to the CPUs where those flows are being processed. The flow hash
    262(see RPS section above) is used to calculate the index into this table.
    263The CPU recorded in each entry is the one which last processed the flow.
    264If an entry does not hold a valid CPU, then packets mapped to that entry
    265are steered using plain RPS. Multiple table entries may point to the
    266same CPU. Indeed, with many flows and few CPUs, it is very likely that
    267a single application thread handles flows with many different flow hashes.
    268
    269rps_sock_flow_table is a global flow table that contains the *desired* CPU
    270for flows: the CPU that is currently processing the flow in userspace.
    271Each table value is a CPU index that is updated during calls to recvmsg
    272and sendmsg (specifically, inet_recvmsg(), inet_sendmsg(), inet_sendpage()
    273and tcp_splice_read()).
    274
    275When the scheduler moves a thread to a new CPU while it has outstanding
    276receive packets on the old CPU, packets may arrive out of order. To
    277avoid this, RFS uses a second flow table to track outstanding packets
    278for each flow: rps_dev_flow_table is a table specific to each hardware
    279receive queue of each device. Each table value stores a CPU index and a
    280counter. The CPU index represents the *current* CPU onto which packets
    281for this flow are enqueued for further kernel processing. Ideally, kernel
    282and userspace processing occur on the same CPU, and hence the CPU index
    283in both tables is identical. This is likely false if the scheduler has
    284recently migrated a userspace thread while the kernel still has packets
    285enqueued for kernel processing on the old CPU.
    286
    287The counter in rps_dev_flow_table values records the length of the current
    288CPU's backlog when a packet in this flow was last enqueued. Each backlog
    289queue has a head counter that is incremented on dequeue. A tail counter
    290is computed as head counter + queue length. In other words, the counter
    291in rps_dev_flow[i] records the last element in flow i that has
    292been enqueued onto the currently designated CPU for flow i (of course,
    293entry i is actually selected by hash and multiple flows may hash to the
    294same entry i).
    295
    296And now the trick for avoiding out of order packets: when selecting the
    297CPU for packet processing (from get_rps_cpu()) the rps_sock_flow table
    298and the rps_dev_flow table of the queue that the packet was received on
    299are compared. If the desired CPU for the flow (found in the
    300rps_sock_flow table) matches the current CPU (found in the rps_dev_flow
    301table), the packet is enqueued onto that CPU’s backlog. If they differ,
    302the current CPU is updated to match the desired CPU if one of the
    303following is true:
    304
    305  - The current CPU's queue head counter >= the recorded tail counter
    306    value in rps_dev_flow[i]
    307  - The current CPU is unset (>= nr_cpu_ids)
    308  - The current CPU is offline
    309
    310After this check, the packet is sent to the (possibly updated) current
    311CPU. These rules aim to ensure that a flow only moves to a new CPU when
    312there are no packets outstanding on the old CPU, as the outstanding
    313packets could arrive later than those about to be processed on the new
    314CPU.
    315
    316
    317RFS Configuration
    318-----------------
    319
    320RFS is only available if the kconfig symbol CONFIG_RPS is enabled (on
    321by default for SMP). The functionality remains disabled until explicitly
    322configured. The number of entries in the global flow table is set through::
    323
    324  /proc/sys/net/core/rps_sock_flow_entries
    325
    326The number of entries in the per-queue flow table are set through::
    327
    328  /sys/class/net/<dev>/queues/rx-<n>/rps_flow_cnt
    329
    330
    331Suggested Configuration
    332~~~~~~~~~~~~~~~~~~~~~~~
    333
    334Both of these need to be set before RFS is enabled for a receive queue.
    335Values for both are rounded up to the nearest power of two. The
    336suggested flow count depends on the expected number of active connections
    337at any given time, which may be significantly less than the number of open
    338connections. We have found that a value of 32768 for rps_sock_flow_entries
    339works fairly well on a moderately loaded server.
    340
    341For a single queue device, the rps_flow_cnt value for the single queue
    342would normally be configured to the same value as rps_sock_flow_entries.
    343For a multi-queue device, the rps_flow_cnt for each queue might be
    344configured as rps_sock_flow_entries / N, where N is the number of
    345queues. So for instance, if rps_sock_flow_entries is set to 32768 and there
    346are 16 configured receive queues, rps_flow_cnt for each queue might be
    347configured as 2048.
    348
    349
    350Accelerated RFS
    351===============
    352
    353Accelerated RFS is to RFS what RSS is to RPS: a hardware-accelerated load
    354balancing mechanism that uses soft state to steer flows based on where
    355the application thread consuming the packets of each flow is running.
    356Accelerated RFS should perform better than RFS since packets are sent
    357directly to a CPU local to the thread consuming the data. The target CPU
    358will either be the same CPU where the application runs, or at least a CPU
    359which is local to the application thread’s CPU in the cache hierarchy.
    360
    361To enable accelerated RFS, the networking stack calls the
    362ndo_rx_flow_steer driver function to communicate the desired hardware
    363queue for packets matching a particular flow. The network stack
    364automatically calls this function every time a flow entry in
    365rps_dev_flow_table is updated. The driver in turn uses a device specific
    366method to program the NIC to steer the packets.
    367
    368The hardware queue for a flow is derived from the CPU recorded in
    369rps_dev_flow_table. The stack consults a CPU to hardware queue map which
    370is maintained by the NIC driver. This is an auto-generated reverse map of
    371the IRQ affinity table shown by /proc/interrupts. Drivers can use
    372functions in the cpu_rmap (“CPU affinity reverse map”) kernel library
    373to populate the map. For each CPU, the corresponding queue in the map is
    374set to be one whose processing CPU is closest in cache locality.
    375
    376
    377Accelerated RFS Configuration
    378-----------------------------
    379
    380Accelerated RFS is only available if the kernel is compiled with
    381CONFIG_RFS_ACCEL and support is provided by the NIC device and driver.
    382It also requires that ntuple filtering is enabled via ethtool. The map
    383of CPU to queues is automatically deduced from the IRQ affinities
    384configured for each receive queue by the driver, so no additional
    385configuration should be necessary.
    386
    387
    388Suggested Configuration
    389~~~~~~~~~~~~~~~~~~~~~~~
    390
    391This technique should be enabled whenever one wants to use RFS and the
    392NIC supports hardware acceleration.
    393
    394
    395XPS: Transmit Packet Steering
    396=============================
    397
    398Transmit Packet Steering is a mechanism for intelligently selecting
    399which transmit queue to use when transmitting a packet on a multi-queue
    400device. This can be accomplished by recording two kinds of maps, either
    401a mapping of CPU to hardware queue(s) or a mapping of receive queue(s)
    402to hardware transmit queue(s).
    403
    4041. XPS using CPUs map
    405
    406The goal of this mapping is usually to assign queues
    407exclusively to a subset of CPUs, where the transmit completions for
    408these queues are processed on a CPU within this set. This choice
    409provides two benefits. First, contention on the device queue lock is
    410significantly reduced since fewer CPUs contend for the same queue
    411(contention can be eliminated completely if each CPU has its own
    412transmit queue). Secondly, cache miss rate on transmit completion is
    413reduced, in particular for data cache lines that hold the sk_buff
    414structures.
    415
    4162. XPS using receive queues map
    417
    418This mapping is used to pick transmit queue based on the receive
    419queue(s) map configuration set by the administrator. A set of receive
    420queues can be mapped to a set of transmit queues (many:many), although
    421the common use case is a 1:1 mapping. This will enable sending packets
    422on the same queue associations for transmit and receive. This is useful for
    423busy polling multi-threaded workloads where there are challenges in
    424associating a given CPU to a given application thread. The application
    425threads are not pinned to CPUs and each thread handles packets
    426received on a single queue. The receive queue number is cached in the
    427socket for the connection. In this model, sending the packets on the same
    428transmit queue corresponding to the associated receive queue has benefits
    429in keeping the CPU overhead low. Transmit completion work is locked into
    430the same queue-association that a given application is polling on. This
    431avoids the overhead of triggering an interrupt on another CPU. When the
    432application cleans up the packets during the busy poll, transmit completion
    433may be processed along with it in the same thread context and so result in
    434reduced latency.
    435
    436XPS is configured per transmit queue by setting a bitmap of
    437CPUs/receive-queues that may use that queue to transmit. The reverse
    438mapping, from CPUs to transmit queues or from receive-queues to transmit
    439queues, is computed and maintained for each network device. When
    440transmitting the first packet in a flow, the function get_xps_queue() is
    441called to select a queue. This function uses the ID of the receive queue
    442for the socket connection for a match in the receive queue-to-transmit queue
    443lookup table. Alternatively, this function can also use the ID of the
    444running CPU as a key into the CPU-to-queue lookup table. If the
    445ID matches a single queue, that is used for transmission. If multiple
    446queues match, one is selected by using the flow hash to compute an index
    447into the set. When selecting the transmit queue based on receive queue(s)
    448map, the transmit device is not validated against the receive device as it
    449requires expensive lookup operation in the datapath.
    450
    451The queue chosen for transmitting a particular flow is saved in the
    452corresponding socket structure for the flow (e.g. a TCP connection).
    453This transmit queue is used for subsequent packets sent on the flow to
    454prevent out of order (ooo) packets. The choice also amortizes the cost
    455of calling get_xps_queues() over all packets in the flow. To avoid
    456ooo packets, the queue for a flow can subsequently only be changed if
    457skb->ooo_okay is set for a packet in the flow. This flag indicates that
    458there are no outstanding packets in the flow, so the transmit queue can
    459change without the risk of generating out of order packets. The
    460transport layer is responsible for setting ooo_okay appropriately. TCP,
    461for instance, sets the flag when all data for a connection has been
    462acknowledged.
    463
    464XPS Configuration
    465-----------------
    466
    467XPS is only available if the kconfig symbol CONFIG_XPS is enabled (on by
    468default for SMP). If compiled in, it is driver dependent whether, and
    469how, XPS is configured at device init. The mapping of CPUs/receive-queues
    470to transmit queue can be inspected and configured using sysfs:
    471
    472For selection based on CPUs map::
    473
    474  /sys/class/net/<dev>/queues/tx-<n>/xps_cpus
    475
    476For selection based on receive-queues map::
    477
    478  /sys/class/net/<dev>/queues/tx-<n>/xps_rxqs
    479
    480
    481Suggested Configuration
    482~~~~~~~~~~~~~~~~~~~~~~~
    483
    484For a network device with a single transmission queue, XPS configuration
    485has no effect, since there is no choice in this case. In a multi-queue
    486system, XPS is preferably configured so that each CPU maps onto one queue.
    487If there are as many queues as there are CPUs in the system, then each
    488queue can also map onto one CPU, resulting in exclusive pairings that
    489experience no contention. If there are fewer queues than CPUs, then the
    490best CPUs to share a given queue are probably those that share the cache
    491with the CPU that processes transmit completions for that queue
    492(transmit interrupts).
    493
    494For transmit queue selection based on receive queue(s), XPS has to be
    495explicitly configured mapping receive-queue(s) to transmit queue(s). If the
    496user configuration for receive-queue map does not apply, then the transmit
    497queue is selected based on the CPUs map.
    498
    499
    500Per TX Queue rate limitation
    501============================
    502
    503These are rate-limitation mechanisms implemented by HW, where currently
    504a max-rate attribute is supported, by setting a Mbps value to::
    505
    506  /sys/class/net/<dev>/queues/tx-<n>/tx_maxrate
    507
    508A value of zero means disabled, and this is the default.
    509
    510
    511Further Information
    512===================
    513RPS and RFS were introduced in kernel 2.6.35. XPS was incorporated into
    5142.6.38. Original patches were submitted by Tom Herbert
    515(therbert@google.com)
    516
    517Accelerated RFS was introduced in 2.6.35. Original patches were
    518submitted by Ben Hutchings (bwh@kernel.org)
    519
    520Authors:
    521
    522- Tom Herbert (therbert@google.com)
    523- Willem de Bruijn (willemb@google.com)